Stock & Dividend Info: Preferred Shares

Brookfield Asset Management Inc.'s preferred securities trade on the Toronto Stock Exchange. The specific symbols, CUSIP#’s, Dividend Rate, Description and Share Provisions are provided below. If you have any questions about this information please contact Brookfield Asset Management Inc. at inquiries@brookfield.com or call the Shareholder Inquiries line in North America at 1-866-989-0311, and globally please call 1-416-363-9491.

Click here for Tax Information on dividends.

Please click on the    or the Series name to view its declared dividends.

Class A
Preference
Shares
TSX Listed CUSIP1 Former CUSIP1 Annualized
Dividend
Basis
Description* Record
Date
Payment
Date
Share
Provisions
Series 2 BAM.PR.B 112585 203 10549P 200 70% of Avg P Floating Rate, Perpetual and Redeemable at Option of the Company (certain restrictions apply) 15th day of Mar., June, Sept. & Dec. Last day of Mar., June, Sept. & Dec.  
Series 4 BAM.PR.C 112585 401 10549p 408 70% of Avg P Floating Rate, Perpetual and Redeemable at Option of the Company (certain restrictions apply) 15th day of Mar., June, Sept., & Dec. Last day of Mar., June, Sept., & Dec.  
Series 83 BAM.PR.E 112585 500 10549P 507 Variable up to P Floating Rate, Perpetual and Exchangeable to Series 9 (certain restrictions apply) Last day of each month 12th day of following month  
Series 9 BAM.PR.G 112585 609 10549P 804 4.35%2 Fixed Rate, Perpetual and Exchangeable to Series 8 (certain restrictions apply) 15th day of Jan., Apr., July & Oct. First day of Feb., May, Aug., & Nov.  
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P - Prime Rate                                     B.A. - Banker's Acceptance Rate

1 These CUSIP numbers applied prior to the change in our name from Brascan Corporation to Brookfield Asset Management Inc. on November 10, 2005
2 Rate was reset from 4.35% per annum in October 2011.
3
The monthly dividend rate on these shares will be based on the percentage of the Average Prime Rate used in calculating the dividend for the preceding month, adjusted by a factor which reflects the trading price of these shares on the Toronto Stock Exchange during the current month.
4 Initial dividend payment on these shares (date of issue on May 9, 2007).
5 Initial dividend payment on these shares (date of issue on June 25, 2008).
6 The monthly dividend rate on these shares will be based on the percentage of the Average Prime Rate used in calculating the dividend for the preceding month, adjusted by a factor which reflects the trading price of these shares on the Toronto Stock Exchange during the current month.
7 Commencing on October 1, 2014, the dividend rate will be re-set every five years at a rate equal to the five-year Government of Canada bond yield plus 4.45%. On this date, the Series 22 Preference Shares may, at the holder's option, be converted into Series 23 Preference Shares, which will pay a floating quarterly dividend rate.

8 Commencing on July 1, 2016, the dividend rate will be re-set every five years at a rate equal to the five-year Government of Canada bond yield plus 2.30%. On this date, the Series 24 Preference Shares may, at the holder's option, be converted into Series 25 Preference Shares, which will pay a floating quarterly dividend rate.
9 Commencing on April 1, 2017, the dividend rate will be reset every five years at a rate equal to the five year Government of Canada bond yield plus 2.31%. On this date, the Series 26 Preference Shares may, at the holder's option, be converted into Series 27 Preference Shares, which will pay a floating quarterly dividend rate.
10 Commencing on July 1, 2017, the dividend rate will be reset every five years at a rate equal to the five year Government of Canada bond yield plus 1.80%. On this date, the Series 28 Preference Shares may, at the holder's option, be converted into Series 29 Preference Shares, which will pay a floating quarterly dividend rate.
11 Commencing on January 1, 2018, the dividend rate will be reset every five years at a rate equal to the five year Government of Canada bond yield plus 2.96%. On this date, the Series 30 Preference Shares may, at the holder's option, be converted into Series 31 Preference Shares, which will pay a floating quarterly dividend rate.
12 Commencing on October 1, 2018 , the dividend rate will be reset every five years at a rate equal to the five year Government of Canada bond yield plus 2.90%. On this date, the Series 32 Preference Shares may, at the holder's option, be converted into Series 33 Preference Shares, which will pay a floating quarterly dividend rate.
13 Commencing on April 1, 2019, the dividend rate will be reset every five years at a rate equal to the 5-year Government of Canada bond yield plus 2.63%. On this date, the Series 34 Preference Shares may, at the holder's option, be converted into Series 35 Preference Shares, which will pay a floating quarterly dividend rate.
14 Commencing on April 1, 2020, the dividend rate will be reset every five years at a rate equal to the 5-year Government of Canada bond yield plus 2.55%. On this date, the Series 38 Preference Shares may, at the holder's option, be converted into Series 39 Preference Shares, which will pay a floating quarterly dividend rate.
* Please refer to Share Provisions on each series of preferred shares for further details on redemption dates, convertible options, dividend rates, etc.
**
All share dividend payments are subject to declaration by our Board of Directors.


Disclaimer & General Terms


Direct Dividend Deposit Services

Registered holders of our securities may choose to have their dividend payments deposited directly to their bank accounts. If you wish to use this service, please contact our Transfer Agent, CST Trust Company, to request a "Direct Deposit of Dividends" form.

CST Trust Company
P.O. Box 700, Station B
Montreal, QC H3B 3K3

Tel: 416-682-3860
Toll-Free: 1-800-387-0825
Fax: 1-888-249-6189

Email: inquiries@canstockta.com
Website: www.canstockta.com